My drive is to provide a first class Compliance and MLRO service in order to ensure the effective and proactive management of businesses. I believe that Compliance is more than just a tick box exercise and that it must be intrinsic to a business unit and not a separate business unit. Most importantly it must be undertaken positively and be as much fun as possible to ensure whole team buy in.
I have worked as a Compliance Consultant and MLRO for various Financial Services Businesses, Registered and Prescribed Businesses in Guernsey assisting them in their regulatory obligations and remedial work as required.
I have provided Anti Money Laundering and Countering the Financing of Terrorism training to all staff levels inclusive of Directors and Money Laundering Reporting Officers and I have also delivered a presentation for the Offshore Professional Conferences.
Prior to my work as a Compliance Consultant I worked in Law Enforcement inclusive of the Guernsey Fraud and International Team and the Guernsey Financial Intelligence Service unit.
Specialties: Compliance functions in respect of Fiduciary, Investment, Captive Insurance, Registered Businesses, Prescribed Businesses and Anti Money Laundering and Countering the Financing of Terrorism