My drive is to provide a first class Compliance and MLRO service in order to ensure the effective and proactive management of businesses. I believe that compliance is more than just a tick box exercise and that it must be intrinsic to a business unit and not a separate business unit. Most importantly, it must be undertaken positively and be as much fun as possible to ensure the whole team buy in.
I have worked as a Compliance Consultant MLCO and MLRO for various Financial Services Businesses, Registered and Prescribed Businesses in Guernsey assisting them in their regulatory obligations and remedial work as required.
I have provided Anti Money Laundering and Countering the Financing of Terrorism training to all staff levels inclusive of Directors and Money Laundering Reporting Officers, and I have also delivered a presentation for the Offshore Professional Conferences.
Prior to my work as a Compliance Consultant, I worked in Law Enforcement inclusive of the Guernsey Fraud and International Team and the Guernsey Financial Intelligence Service unit.
Specialities: Compliance functions in respect of fiduciary, investment, captive insurance, registered businesses, prescribed businesses, and anti money laundering and countering terrorist financing and proliferation financing